Shannon Mitra
Risk Management Practices to Mitigate DRE's Top Non-Compliance Items
Since 2005, Shannon Mitra has been investigating fraud, negligence, and other violations of California Real Estate Law. Prior to moving to sunny, warm California to protect real estate consumers in her role at the Department of Real Estate, Shannon was a public guardian and conservator for adults with chronic mental illness in cold, snowy Alaska.
10:15am - 11:30am - General Session Ballroom
Tuesday March 24 Tues
A. Risk Management Practices to Mitigate DRE's Top Non-Compliance Items
This session will provide a comprehensive overview of key risk management practices brokers can implement to address the most common compliance issues identified in Department of Real Estate (DRE) audits and enforcement investigations. Drawing on real world observations and recurring problem areas, the presentation will focus heavily on trust fund handling requirements, an area that continues to generate significant regulatory concern.