Karan Dogra
Risk Management Practices to Mitigate DRE's Top Non-Compliance Items
Karan Dogra is an Audit Supervisor based in DRE’s Sacramento office. He joined the Department of Real Estate in December 2010 and served as an auditor for nearly 14 years. He graduated from California State University, Sacramento with a bachelor’s degree in business administration, concentrating in accounting. Karan also holds an MBA from Golden Gate University in San Francisco. Throughout his tenure in the Department of Real Estate’s Audit Section, he has enjoyed the daily challenges of the work and the opportunity to collaborate with staff on a wide range of audits.
10:15am - 11:30am - General Session Ballroom
Tuesday March 24 Tues
A. Risk Management Practices to Mitigate DRE's Top Non-Compliance Items
This session will provide a comprehensive overview of key risk management practices brokers can implement to address the most common compliance issues identified in Department of Real Estate (DRE) audits and enforcement investigations. Drawing on real world observations and recurring problem areas, the presentation will focus heavily on trust fund handling requirements, an area that continues to generate significant regulatory concern.